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Faculty Handbook (CAS - MWC)

TABLE OF CONTENTS

SECTION 1

MISSION, HISTORY, AND GENERAL ORGANIZATION

1.1  Statement of University Mission

1.2  History and Development of the Institution

1.3  Statement of Community Values and Behavioral Expectations

1.4  Statement of Rights and Responsibilities

1.5  The Board of Visitors

1.6 Administrative Structure

1.6.1  President

1.6.2  Provost

1.6.3  Vice President for Strategy and Policy

1.6.4  Executive Vice President

1.6.5  Vice President for University Advancement

1.6.6 Vice President for Academic Affairs and Dean of the Faculty

1.6.7 Vice President for Student Affairs and Dean of Students

1.6.8 Vice President for Graduate and Professional Studies and Dean of the Faculty, and Special Assistant to the President for Government and External Relations

1.6.9 Vice President for Enrollment and Communications

1.6.10 Vice President for Information Technology and Institutional Research and Chief Information Officer

1.7 Academic Affairs Administration

1.7.1  Department Chairs

1.7.2  Associate Vice President for Academic Affairs

1.7.3  Associate Dean for Academic Services

1.7.4  Director of Disabilities Services

1.7.5  Director of Office of International Academic Services

1.8 Faculty Participation in Academic Affairs Governance

1.8.1 Faculty Senate

1.8.2 Faculty Committees

1.8.3 General Faculty

1.9 Organization Chart

SECTION 2

GOVERNANCE

2.1 Introduction to Faculty Governance

2.1.1  The General Faculty

2.1.2  The Faculty Senate

2.1.3  Authority and Responsibilities of the Faculty

2.1.4  Final Authority of Faculty Action

2.1.5  Constraints on Faculty Action

2.1.6  Action by the President in Areas of Authority Delegated to the Faculty

2.2 Organization of the Faculty Senate

2.2.1  Faculty Senate Elections

2.2.2  Faculty Senate Terms

2.2.3  Officers of the Faculty Senate

2.3  Faculty Committees

2.3.1  Organization of and General Procedures for Faculty Committees

2.3.2  Consideration of Business by Faculty Committees

2.4  Organization of Standing Committees

2.4.1  Appointment of Members to Standing Committees

2.4.2  Elected Members to Standing Committees

2.4.3  Limitations on Membership to Standing Committees

2.4.4  Temporary Replacements of members on Standing Committees

2.4.5  Administrative and Student Representatives to Standing Committees

2.4.6  Schedule of Meetings for Standing Committees

2.5  Standing Committees of the Faculty

2.5.1  Academic Affairs Committee

2.5.2  Campus Academic Resources Committee

2.5.3  Curriculum Committee

2.5.4  Faculty Affairs Committee

2.5.5  Faculty Development and Grants Committee

2.5.6  Faculty Organization Committee

2.5.7  Promotion and Tenure Committee

2.5.8  Bachelor of Liberal Studies Committee

2.6  Curriculum Advisory Committees

2.6.1  General Duties of Curriculum Advisory Committees

2.6.2  Appointments to Curriculum Advisory Committees

2.6.3  Membership Terms on Curriculum Advisory Committees

2.6.4  Chairs of Curriculum Advisory Committees

2.6.5  Interruptions in a Term of Service

2.6.6  Curriculum Advisory Committees and faculty Service

2.7  The Curriculum Advisory Committees of the College

2.7.1  First Year Seminar Committee

2.7.2  General Education Committee

2.7.3  Speaking Intensive Committee

2.7.4  Writing Intensive Committee

2.8  Subcommittees

2.9  Ad Hoc Committees

2.9.1  Formation of Ad Hoc Committees

2.9.2  Ad Hoc Committee Meetings

2.9.3  Ad Hoc Academic Freedom Committee

2.10 Elected Representatives

2.10.1  Faculty Representative to the Board of Visitors

2.10.2  Faculty Representative to the Faculty Senate of Virginia

2.11 Other College Committees

2.11.1  Advisory Committees

2.11.2  Presidential Councils

2.11.3  Boards

2.12 Departmental Structure

2.12.1  Department Meetings

2.12.2  Department Committees

2.13  Amending the Faculty Handbook

2.13.1  Amendments to Section 1 of the Handbook

2.13.2  Amendments to Sections 2 through 6 of the Handbook

2.13.3  Amendments to Section 7 of the Handbook

2.13.4  Effectuating Amendments

SECTION 3

FACULTY CONTRACTS, RANKS, SEARCH PROCEDURES, AND BENEFITS

3.1  Types of Contracts

3.1.1  Tenured 

3.1.2  Tenure-Track (Probationary)

3.1.3  Renewable Term Appointments

3.1.4  Limited Term Appointments

3.2  Definition of Tenured or Tenure-Track Faculty Ranks

3.2.1  Instructor

3.2.2  Assistant Professor

3.2.3  Associate Professor

3.2.4  Professor

3.3  Renewable Term Faculty Ranks

3.3.1  Lecturer

3.3.2  Senior Lecturer

3.3.3  Policies and Procedures Applying Specifically to Renewable Term Appointments

3.4  Visiting Ranks

3.5  Rank of Adjunct Instructor

3.6  Description of  Faculty Status for Persons in Other Positions

3.6.1  Administrators with Faculty Rank

3.6.2  Administrative and Professional Faculty

3.6.3  Classified and Hourly Employees

3.7  Search Procedures for Faculty Positions

3.8  Faculty Appointment Procedures

3.8.1  Letter of First Appointment

3.8.2  Establishment of the Personnel File

3.8.2  Statement of Principles Regarding Salaries for Newly Hired Faculty

3.9  Orientation for New Full-Time Faculty

3.10  Employment Conflict of Interest

3.11  Personnel Records

3.11.1  Pre-employment Dossiers

3.11.2  Personnel Files

3.11.3  State Personnel File

3.11.4  College Personnel File

3.11.5  Review of Personnel Files

3.11.6  Grievance File

3.11.7  Public Relations File

3.11.8  Promotion and Tenure Files

3.11.9  Personal Files

3.11.10  Working Papers of the President and Other Confidential Files

3.12  Faculty Leave Policies

3.12.1  Sick Leave

3.12.2  Disability Leave

3.12.3  Infant-Care Leave

3.12.4  Sick Leave Due to Family Emergency and Bereavement Leave

3.12.5  Sabbatical Leave

3.12.6  Civil Leave

3.12.7  Annual Leave

3.12.8  Leave of Absence Without Pay

3.13  Extension of Probationary Period

3.14  Fringe Benefits

3.14.1  Social Security (OASDI) and Medicare (HI)

3.14.2  Retirement Plans

3.14.3  Group Life Insurance

3.14.4  Health Care Plans

3.14.5  Disability Insurance

3.14.6  Optional Payroll Deductions

3.14.7  Other Benefits

3.15  Separation

3.15.1  Faculty Exit Procedures

3.15.2  Resignation

3.15.3  Retirement

3.16  Non-reappointment (Notice, Reasons, Appeal)

3.16.1  Notice of Nonreappointment

3.16.2  Layoff (Program Redirection, Whole or Part; Financial and/or Enrollment Emergency; Financial Exigency)

3.17  Discharge for Cause

3.17.1 Determination of the Need for Immediate Action

3.17.2 Bases for Termination of Employment for Cause

3.17.3 Procedures for Termination of Employment for Cause

SECTION 4

FACULTY RIGHTS, RESPONSIBILITIES, AND POLICIES

4.1  Academic Freedom

4.1.1  AAUP Statements of Faculty Rights

4.1.2  Political Activities of Faculty

4.1.3  First Amendment Rights

4.2  The Honor Code

4.2.1  Student/Faculty Interactions and Honor Code

4.2.2  Faculty Actions Related to the Honor Code

4.2.3  Faculty Response to Suspected Violations of the Honor Code

4.3  Sexual Harassment

4.4  Nondiscrimination

4.5  Academic Policies and Regulations

4.5.1  The Academic Year

4.5.2  Classroom Teaching

4.5.3  Schedule of Class Meetings

4.5.4  Student and faculty Absences from Classes

4.5.5  Course Plans and the Syllabus

4.5.6  Office Hours

4.5.7  Final Examination

4.5.8  Reporting Grades

4.5.9  Student Advising

4.5.10  Advising Assistance Offered by Faculty to Students

4.5.11  Student Recommendations

4.5.12  Approval of Candidates for Degrees

4.5.13  Required Participation

4.6  Faculty Development

4.6.1  Grants

4.6.2  Professional Travel

4.6.3  Jepson Fellowships

4.6.4  UMW Center for Teaching  

4.6.5  Division of Teaching and Learning Technologies

4.6.6  Taking Courses

4.6.7  External Grants

4.7  Professional Issues

4.7.1  Institutional Review Board

4.7.2  Outside Employment and Consulting

4.7.3  Conflict of Interest

4.8  Working Conditions and Related Policies

4.8.1  Academic Regalia

4.8.2  Intellectual Property

4.8.3  Protection of Persons and Property

4.8.4  Policy on Use of Computers and Networks and Network

4.8.5  Virginia Freedom of Information Act

4.8.6  Access to Resources

4.9  Faculty Grievance Policy and Procedure

4.9.1  Definitions

4.9.2  Coverage

4.9.3  Non-grievable Actions

4.9.4  Pre-panel Procedure

4.9.5  Filing of First Grievance

4.9.6  Grievance in a Case of Alleged Discrimination

4.9.7  Attempt at Informal Resolution

4.9.8  Creation of a Formal Panel to Hear the Grievance

4.9.9   Formal Request for a Panel

4.9.10  Statement of Charges, Preparation and Distribution

4.9.11  Method of Selecting Panel Members

4.9.12  Procedure of the Panel Hearing and Distribution of Results

4.9.13  Pre-Hearing Conference

4.9.14  Procedure for Final Hearing

SECTION 5

FACULTY EVALUATION PROCEDURES

5.1  Annual Evaluation Principles

5.1.1  SACS Expectations

5.1.2  Board of Visitor’s Mandate

5.2  Annual Evaluation Procedures

5.2.1  Role of the Department

5.2.2  Role of the Dean and Provost

5.2.3  Appeals Process

5.3  Minimal Performance Criteria and Annual Evaluations

5.3.1 Evaluation Criteria

5.3.2 Teaching

5.3.3 Professional Activity

5.3.4 Service

5.4  Annual Evaluation Documents

5.4.1  The faculty Annual Activities Report (FAAR)

5.4.2  The Curriculum Vitae

5.4.3   The Department Chair Evaluation Commentary

5.4.4  Annual Performance Review (APR)

5.4.5  Special Assignments Performance Review (SAPR)

5.4.6 Annual Performance Weighting Form (APWF)

5.5  Guidelines for Completing the FAAR

5.5.1  Teaching

5.5.2  Scholarly, Creative, Professional Activity

5.5.3  Service

5.6  The Schedule for Annual Evaluation

5.6.1  Principles

5.6.2  Dates

5.6.3  Late Documents

5.7 Faculty Salaries

5.8  Annual Salary Adjustments

5.8.1  Annual Salary Adjustments

5.8.2  Salary Adjustment Process

5.8.3  Pay Dates

5.8.4  Salary Checks

5.8.5  Federal Tax

5.8.6  State Tax

5.8.7  Salary Advances

5.9 Addressing Unsatisfactory Performance

5.9.1  Unsatisfactory Performance Rating for Untenured Faculty

5.9.2  Unsatisfactory Performance Rating for Tenured Faculty

5.9.3  Unsatisfactory Performance Review

5.9.4  Action on Unsatisfactory Performance Review Recommendation

5.9.5  Commitment to Academic Freedom and Tenure

SECTION 6

PROMOTION AND TENURE PROCEDURES

6.1  Promotion Policy

6.2  General Minimum Promotion Requirements

6.2.1  General Minimum Requirements for Promotion to Senior Lecturer

6.2.2  General Minimum Requirements for Promotion to Assistant Professor

6.2.3  General Minimum Requirements for Promotion to Associate Professor

6.2.4  General Minimum Requirements for Promotion to Professor

6.3  Individual Criteria for Promotion

6.3.1  Individual Criteria for Promotion to the Rank of Senior Lecturer

6.3.2  Individual Criteria for Promotion to the Rank of Associate Professor

6.3.3  General Minimum Requirements for Promotion to Professor

6.3.4  Institutional Rank Structure Policy

6.4  Promotion Procedure

6.5  Tenure Policy

6.5.1  Authority to Grant or Withhold Tenure

6.6  Tenure Requirements

6.6.1  General Requirements

6.6.2  Specific Eligibility Requirements

6.7  Criteria for Tenure

6.7.1  Institutional Criteria

6.7.2  Individual Qualifications

6.7.3  Performance Criteria

6.8 Tenure Procedure

6.9  Sample Promotion And Tenure Calendar

SECTION 7

FACULTY TITLES, AWARDS, AND OTHER POLICIES AND SERVICES OF INTEREST TO THE FACULTY

7.1 Distinguished Professor

7.1.1  Criteria for Distinguished Professor Nominees

7.1.2  Procedure for Determining Distinguished Professor Nominees

7.2  Emeriti Faculty

7.2.1  Distinguished Professor Emeritus/Emerita

7.2.2  Professor Emeritus/Emerita

7.2.3  Associate Professor Emeritus/Emerita

7.3 Faculty Awards

7.3.1  The Grellet C. Simpson Award for Excellence in Undergraduate Teaching

7.3.2  The Alumni Association Outstanding Young Faculty Member Award

7.3.3  The Mary Pinschmidt Award

7.3.4  The J. Christopher Bill Service Award

7.3.5  Outstanding Faculty Awards (SCHEV)

7.4  Campus Closing

7.4.1  Inclement Weather Closing

7.5  Publications

7.6 Academic Support Services

7.6.1  Simpson Library

7.6.2  Information Technologies

7.6.3  Writing Center

7.6.4  Speaking Center

7.6.5  Academic Services

7.6.6  Office of Disability Services

7.6.7  International Academic Services

7.6.8  Career Services

7.6.9  Office of the Registrar

7.6.10  Printing and Copying Services

7.6.11  University Bookstore

7.7  Respectful Workplace Policies

7.7.1  Equal Employment Opportunity

7.7.2  Statement of Nondiscrimination

7.7.3  Workplace Harassment Policy

7.7.4  Sexual Harassment Policy

7.7.5  Workplace Violence Policy

7.7.6  Retaliation

7.8  Assorted Administrative Services, Procedures, and Policies

7.8.1  Keys

7.8.2  Mail

7.8.3  Posters/Signs

7.8.4  Telephone Use

7.8.5  Purchasing and Disbursing Procedures

7.8.6  Travel Regulations

7.8.7  Accident Reporting

7.8.8  Smoking Policy

7.8.9  Alcohol Policy

7.8.10  Drug-Free Certification

APPENDIX A

RULES OF ORDER FOR GENERAL FACULTY MEETINGS AND FOR FACULTY SENATE MEETINGS

APPENDIX B

HONOR CONSTITUTION

APPENDIX C

FACULTY PERFORMANCE EVALUATION FORMS

Faculty Annual Activities Report (FAAR)

Curriculum Vitae (CV)

Department Chair Evaluation Commentary

Annual Performance Review (APR)

Special Assignments Performance Review (SAPR)

APPENDIX D

POLICY AND STATEMENTS ON ACADEMIC FREEDOM

APPENDIX E

PROCEDURE FOR STUDENT GRIEVANCE AGAINST A FACULTY MEMBER

APPENDIX F

TENURE AND PROMOTION FILE GUIDELINES

APPENDIX G

FACULTY HANDBOOK STYLE SHEET

APPENDIX H

AD HOC AND SUBCOMMITTEE NOTIFICATION FORM